Senior Vice President-Global Equity Capital Markets
Office: 646 502-2415
Mr. Lord joined Aegis Capital Corp as Senior Vice President in the firm’s Global Equity Capital Markets department. Prior to joining Aegis, Mr. Lord was Senior Vice President of Global Equity Capital Markets at Rodman & Renshaw, LLC. Over three years at Rodman, spanning the financial crisis, Mr. Lord assisted in the origination and sale of nearly 100 public offerings, including over 25 lead managed public offerings, as well as several lead managed private placements. Prior to joining Rodman & Renshaw, Mr. Lord was Vice President of Equity Capital Markets at Maxim Group LLC. Over a two-year span at Maxim, he worked on over 150 public market offerings, including eight Maxim lead managed transactions. Prior to joining Maxim, Mr. Lord was an investment analyst for a registered investment advisory firm in Boston, where he prepared asset allocation plans and annual investment performance reviews for high-net-worth clients. Mr. Lord is a Series 7 licensed Registered Representative and Series 24 licensed General Securities Principal. Mr. Lord earned a BS in Business Administration with a concentration in Finance from the University of Richmond.