Chart of Services Offered

Chart of Services Offered

Separately Managed Account (SMA)Program Stand Alone Mutual Fund Program Multi-Manager Account Program ETF StrategistProgram Unified Managed Account (UMA) Program Advisor Directed Program
Portfolio Modeling
Due Diligence On approved SMA/MF/ETF’s On approved MF’s On approved SMA/MF/ETF’s On approved ETF’s On approved SMA/MF/ETF’s
Rebalancing Advisor prompted, ENV traded Advisor prompted, ENV traded Opportunisitc rebalancing Advisor prompted, ENV traded
Asset Allocation Flexible Options Yes, fixed allocations Determined by Strategists Flexible and Fixed Options Custom by Advisor
Performance Reporting Sleeve-Level Reporting Sleeve-Level Reporting Style-Level Reporting
Portfolio Evaluation
Tax Overlay Option4 Tax -Sensitive Managers Available
SRI Overlay Option3 SRI Strategists Available