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Michael Pata

Michael began his career in the financial services industry in 1995. After hard work and countless hours of dedication to his clients he rose to join the leadership ranks. While Michael still enjoys helping his clients reach their financial objectives, he has had great pride and success in growing firms by hiring quality registered representatives over the years from wirehouse firms to boutique investment firms. Michael sets himself apart because he understands the wants and needs of a registered representative because he is an active representative. In addition to servicing his clients’ needs, Michael works closely with the overall structure of Aegis Capital including management and recruiting. Michael is currently Senior Executive Director at Aegis Capital Corp. and an Executive of Aegis General Insurance Agency.  Michael was educated at Hofstra University where he majored in Finance and he currently holds a General Securities Representative License (Series 7), Uniform Securities Agent State Law License (Series 63), Registered Options Principal License (Series 4), General Securities Principal License (Series 24) and a Life & Health Insurance License.

Phillip Michals

Phil Michals has worked on the business development side of the brokerage business since 1994.  Phil has specialized in recruiting and retention and has assisted in growing some of the largest independent branches in the country.  Phil has been a partner in two previous HR consulting companies, MSCI and Uptick Trading; both companies consulted with NYSE and FINRA broker dealers.  Furthermore, since November 2000, he has also been a Principal of RG Michals and PPG Trading. A Founder and Principal of the financial advisory company Quadstar Capital Advisors, Mr. Michals received a BS degree in HRIM from the University of Delaware.  Mr. Michals is currently registered as an Investment Advisor.

 

HYBRID MODEL VS TRADITIONAL VS 1099

Aegis Capital realizes that every advisor is different and that, as their business changes, so do their needs. We have flexible employment structures that allow advisors to work in a framework that is best for them today, but also gives them flexibility for tomorrow.

Traditional

We have the ability to service advisors who remember the advantages of working for a Regional Firm: The idea of a Fair Payout, with exceptional service, and an environment in which you as an advisor can speak directly with the decision makers of the firm.

Hybrid

If you are an advisor who wants to be independent, but does not want to be weighed down by all of the operational, compliance, staffing, and rent costs, Aegis Capital provides the solution. We partner with the Advisor to offer a setting wherein we take the headaches away and allow you to do what you do best, which is service your clients.

Independent Model

Our independent structure is based on exceptional technology coupled with a platform that offers choice. We have 3 clearing agreements along with multiple service providers that allow us to customize the best option for you.

Business Development

In an industry where consolidation has made many firms on Wall Street look the same; we at Aegis have differentiated ourselves by concentrating on the basics, which start with listening. We listen to our advisors when they have ideas and concerns. Aegis has been running the business with a simple motto: “We get better by you getting better.” So, while the rest of the competition is trying to get better by increasing their margins at the expense of their advisors, we get better by managing from the bottom up.

Contact Us Today:

Phil Michals- Head of Business Development & Recruiting
Toll Free 800-380-4241
General 212-806-6300
Pmichals@aegiscap.com
Michael Pata – Recruiting
Toll Free 877-866-4815
General 516-512-6116
Mpata@aegiscap.com

Position Available

Economist, New York, NY Manage financial & eco research; perform qualitative & quant analyses; analyze asset mkts; formulate plans to solve eco pblms; devise methods for analyzing int’l eco & stat data; conduct int’l financial & company research & analysis; devise & implmnt financial & acctg models; calc financial ratios; prep financial & eco analyses of int’l eco trends & securities mkts; analyze foreign exchg rates; prep financial projections, indstry analyses, compet analyses, microeco & macroeco analyses; perform fundament & tech analyses on equities, broad-based indexes, currencies, treasury stats. MBA w/conc Econ or Fin or MS Fin + 6 mos exp in job offrd. Fax resume to HR Mgr Aegis Capital 212-813-1047.

Economist, Miami, FL  Conduct financial & eco research; perform qualitative & quant analyses; analyze asset mkts; formulate plans to solve eco pblms; use econometric & sampling techniques; manage internat financial analyses & company research; devise & implmnt financial models; calc financial ratios; analyze foreign exchg rates; prep financial projections, indstry analyses, compet analyses, microeco & macroeco analyses; perform fundament & tech analyses on equities, broad-based indexes, currencies, treasury stats. MBA, MS Econ, or MS Fin + 6 mos exp in job offrd. Fax resume to HR Mgr Aegis Capital 305-755-9069.