Structured Product Team

Joe La Scala is Sr. Managing Director of Aegis Capital, Corp., a NYC based broker/dealer. He runs the firm's insurance and alternative investment platforms. Prior to joining Aegis, Joe was Vice President of Investec Ernst & Co, a NY based broker/dealer that was the predecessor of what is now known as Maxim Group. Joe has attained a Masters of Business Administration degree in Finance from the Frank G. Zarb School of Business at Hofstra University, as well as a Bachelor's of Science degree in Business Administration with a major in Finance and a minor in management from Manhattan College where he attended on a baseball and golf scholarship and graduated Magna Cum Laude. Joe currently holds the following industry licenses with FINRA: Series 7 (General Securities Representative), Series 63 (Uniform Securities Agent State Law Exam), Series 24 (General Securities Principal), Series 4 (Registered Options Principal) and Series 65 (Uniform Investment Advisor). Additionally, Joe is registered with the State of NY as a licensed life, accident and health insurance agent. He holds other individual state insurance appointments as well.

Jeff has been a critical team member since the inception of the Aegis Structured Products Department. As Co-Manager, Jeff has been involved with all the customized notes that have been created for our Aegis clients. Jeff’s main responsibilities are working with our representatives and our corresponding structuring desks.<br /> Jeff has been working in the securities industry for more than 2 decades. Prior to joining Aegis Capital Corp, Jeff was a partner with the Maxim Group and worked for Investec.