Structured Product Team

Joe La Scala is Sr. Managing Director of Aegis Capital, Corp., a NYC based broker/dealer. He runs the firm's insurance and alternative investment platforms. Prior to joining Aegis, Joe was Vice President of Investec Ernst & Co, a NY based broker/dealer that was the predecessor of what is now known as Maxim Group. Joe has attained a Masters of Business Administration degree in Finance from the Frank G. Zarb School of Business at Hofstra University, as well as a Bachelor's of Science degree in Business Administration with a major in Finance and a minor in management from Manhattan College where he attended on a baseball and golf scholarship and graduated Magna Cum Laude. Joe currently holds the following industry licenses with FINRA: Series 7 (General Securities Representative), Series 63 (Uniform Securities Agent State Law Exam), Series 24 (General Securities Principal), Series 4 (Registered Options Principal) and Series 65 (Uniform Investment Advisor). Additionally, Joe is registered with the State of NY as a licensed life, accident and health insurance agent. He holds other individual state insurance appointments as well.

Jeff has been a critical team member since the inception of the Aegis Structured Products Department. As Co-Manager, Jeff has been involved with all the customized notes that have been created for our Aegis clients. Jeff’s main responsibilities are working with our representatives and our corresponding structuring desks. Jeff has been working in the securities industry for more than 2 decades. Prior to joining Aegis Capital Corp, Jeff was a partner with the Maxim Group and worked for Investec.