INDIVIDUAL INVESTOR PRODUCTS & SERVICES
PRODUCTS - MORE FINANCIAL CHOICES, TODAY AND TOMORROW
• Annuities
• Money Markets and CD’s
• Bonds (Corporate, Municipal, Government, etc.)
• Education Savings Accounts
• Individual Retirement Accounts
• Mutual Funds
• Stocks & Options
• 401(k) & 403(b) Retirement
• REITs
SERVICES- MORE WAYS TO KEEP UP WITH CHANGE
• Portfolio Management
• Insurance Services
• Term/Universal Life & Group Health
• Annuities
• Long Term Care
• Retirement Planning
• Education Planning/ College Saving
• Estate Planning • Income Distribution Planning
ADVISORY SERVICES
• Access to a variety of investments, including: professional money managers, mutual funds & ETFs.
• Custom tailored portfolios
• Rebalancing options
• Tax management services • Consolidated reporting • Overlay portfolio management services
CORPORATE & INSTITUTIONAL SERVICES
CAPITAL MARKETS
• Investment Banking
• Syndicate
• Late-Stage Venture Capital
• Institutional and Corporate Trading
• Initial Public Offerings (IPOs)
• Follow-On Offerings
• Confidentially Marketed Public Offerings (CMPOs)
• Registered Directs (RDs), PIPEs and Private Placements
• At-the-Market Offerings (ATMs)
• Special Purpose Acquisition Vehicles (SPACs)
• Fixed Income Offerings
• Rights Offering
• Real Estate Financial & Structuring
• Bridge & Mezzanine Financing
• Going Private Transactions
• 10b5-1 Plans, Stock Option Plans
INVESTMENT BANKING
Financial Facilitation Services
Our Financial Facilitation Services include acting as either agent or underwriter for private placements or public offerings of equity and/or debt securities.
Financial Advisory Services
Our Financial Advisory Services include strategic advisory assignments with respect to mergers and acquisitions, divestitures, corporate defense activities, restructurings and spin-offs.
SMALL BUSINESS - MORE INSIGHT INTO THE ENTREPRENEURIAL SPIRIT
Devising an investment plan is one of the most vital steps you can take in rewarding yourself and your employees for all your accomplishments. We will work with you to help develop the right combination of benefits including:
• 401(k) plans
• Stock options
• Grant plans
• Profit sharing and deferred compensation plans
• Key Man Insurance
• Employee pension plans