Aegis. Putting People First.

Aegis Capital has been providing financial services for individuals and institutions since 1984. Our heritage is deeply rooted in our pioneering spirit- helping our clients find innovative solutions for preserving wealth and maximizing growth.

Main-entry-plaza-at-1345-Avenue-of-the-Americas-Courtesy-of-Fisher-Brothers-Management-Com

Backed By Experience

Our clients value our ability to help them identify and pursue their financial goals. We pride ourselves on delivering quality service with hands-on and tailored solutions

Clock Square
35+ Years In Business
400+ Financial Professionals
Brainstorming

We Have Processed Over $50B In Capital Markets Transactions

Tantech Holding

$10,000,000

Follow-On Offering

Sole Bookrunner

March 2022

Copy of logo_tantech_edited.png
Copy of maris-logo_edited.png

Maris-Tech Ltd.

$17,825,000

IPO

Sole Bookrunner

February 2022

Sunshine Biopharma

Private Placement

Exclusive Placement Agent

March 2022

$8,000,000

Copy of Sunshine Biopharma_edited.png
Copy of carecloud_owler_20200109_105403_original_edited.png

CareCloud Inc. 

$25,000,000

Preffered Stock

Co-Manager

February 2022

Our Experience & Services

Wealth Management

Aegis Capital Corp.’s financial professionals have the knowledge and the experience to understand your needs and help you reach your financial goals. We work with you one-on-one to find solutions that fit your specific investment goals and style.

Investment Banking

Aegis Capital Corp. provides a variety of Investment Banking services including Equity Financing, Debt Financing and Private Equity Banking. Our Investment Banking professionals are dedicated to providing objective strategic advice and financing solutions to companies across a full range of industries.

Equity Research

We seek to engage in ongoing dialogue with a broad range of industry and corporate experts to develop unique and differentiated sources of information. We look to identify investment alternatives that may be mispriced or misunderstood by the broader investing community.

Institutional Investors

Aegis’ well-seasoned sales and trading capabilities enable us to provide institutional clients with exceptional execution and insight into market dynamics.

Retirement Planning

As part of our full service commitment to our customers, representatives of Aegis Capital Corp. are proud to offer our clients a full range of Retirement Plan Solutions. Our retirement plan services carry the same commitment to independence and transparency that is found throughout our firm.

Private Equity

SternAegis Ventures is the management team within Aegis Capital Corp. that is responsible for venture capital and private equity financing. We are committed to identifying and financing ventures that can potentially realize above-average returns for investors willing and able to accept above average risk.

Fixed Income

Aegis Capital’s Fixed Income Group has assembled a team of dedicated sales and trading professionals with more than 160 years of collective experience who interface with a network of.......

Insurance

Aegis Capital Corp. operates a robust full service insurance department to help its financial advisors meet the insurance and risk planning needs of their customers and small business owners and executives, high net worth individuals, corporations and institutions.

Alternative Products

An alternative investment is an asset that is not one of the conventional investment types, such as stocks, bonds and cash. Most alternative investment assets are held by institutional investors or accredited, high-net-worth individuals because of the complex natures of the investments.

Special Purpose Vehicles

Aegis Special Situations Fund LLC and its successors (together, the “Funds”) are each a Delaware series limited liability company created for the purpose of making and managing investments in mid- or late-stage pre-IPO technology and services companies (each an “Issuer” and collectively the “Issuers”). 

In The Press

Business Handshake

Aegis Capital Corp. Acted as Sole Bookrunner on a $10 Million Underwritten Public Offering of Common Shares for Tantech Holdings Ltd. (NASDAQ:TANH)

Mar 18

Calculator

Aegis Capital Corp. acted as Exclusive Placement Agent on an $8 Million Private Placement for Sunshine Biopharma Inc. (NASDAQ: SBFM)

Mar 15

 
Ready for the next step?
Let Us Help!

For a live discussion or consulting request, submit your information via the form and one of our expert advisors will get in touch. Feel free to send us an email as well.

arrow&v

Thank you! We’ll be in touch.