Transactions


Volcon, Inc.

$9,000,000
May 2023
Sunshine Biopharma, Inc.

$5,000,000
Private Placement
Exclusive Placement Agent
May 2023
GlucoTrack, Inc.

$10,000,000
Follow-on Offering
Sole Bookrunner
April 2023
SOBR Safe, Inc.

$3,500,000
Convertible Senior Notes
Exclusive Placement Agent
March 2023
Alset Inc.

$3,800,000
Follow-on Offering
Sole Bookrunner
February 2023
Avenue Therapeutics, Inc.

$3,250,000
Registered Direct & Private Placement
Exclusive Placement Agent
January 2023
BiondVax Pharmaceuticals Ltd.

$8,000,000
Follow-on Offering
Sole Bookrunner
December 2022
TuanChe Limited

$15,000,000
Registered Direct
Exclusive Placement Agent
November 2022
Avenue Therapeutics, Inc.

$12,000,000
Follow-on Offering
Sole Bookrunner
October 2022
Wearable Devices, Ltd.

$16,000,000
IPO
Sole Bookrunner
September 2022
Assure Holdings Corp.

$6,200,000
Follow-on Offering
Sole Bookrunner
August 2022
BRUUSH

$15,500,000
Initial Public Offering
Sole Bookrunner
August 2022
SciSparc LTD.

$10,000,000
Private Placement
Exclusive Placement Agent
June 2022
Alkaline Water Company Inc.

$5,000,000
Follow-On Offering
Sole Bookrunner
May 2022
Scynexis, Inc

$45,000,000
Public Offering
Co-Manager
April 2022
Rail Vision Ltd.

$15,641,305
IPO
Sole Bookrunner
April 2022
Sunshine Biopharma Inc.

$8,000,000
Underwritten Public Offering and Uplisting
Sole Bookrunner
February 2022
Volcon, Inc.

$20,000,000
Follow-On Offering
Sole Bookrunner
January 2022
SciSparc Ltd.

~$1,700,000
At-The-Market
Sales Agent
May 2023
Rail Vision Ltd.

$6,000,000
Registered Direct & Private Placement
Exclusive Placement Agent
May 2023
Clearmind Medicine Inc.

$3,500,000
Public Offering
Exclusive Placement Agent
April 2023
The Singing Machine Company, Inc.

$1,753,430
At-The-Market
Sales Agent
February 2023
Sharps Technology, Inc.

$3,800,000
Private Placement
Exclusive Placement Agent
February 2023
Verb Technology Company, Inc.

$7,210,200
Follow-on Offering
Sole Bookrunner
January 2023
Bruush Oral Care Inc.

$3,000,000
Private Placement
Exclusive Placement Agent
December 2022
Bionomics Limited

$5,000,000
Public Offering
November 2022
SOBR Safe, Inc

$6,000,000
Private Placement
Exclusive Placement Agent
September 2022
Jeffs' Brands, Ltd.

$15,500,000
IPO
Sole Bookrunner
August 2022
GigaCloud Technolgy Inc.

$41,000,000
IPO
Sole Bookrunner
August 2022
Greenland Technologies

$10,000,000
Registered Direct & Private Placement
Exclusive Placement Agent
July 2022
Singing Machine

$4,000,000
Public Offering & Uplisting
Sole Bookrunner
May 2022
Cyngn Inc.

$20,000,000
Private Placement
Exclusive Placement Agent
April 2022
Sharps Technology Inc.

$16,000,000
IPO
Sole Bookrunner
April 2022
Tantech Holdings Ltd.

$10,000,000
Follow-On Offering
Sole Bookrunner
March 2022
Maris-Tech Ltd.

$17,825,000
IPO
Sole Bookrunner
February 2022
China SXT Pharmaceuticals

$4,100,000
Follow-On Offering
Sole Bookrunner
January 2022
Medigus Ltd.

~$3,500,000
At-The-Market
Sales Agent
May 2023
FORME

$12,000,000
Initial Public Offering
Sole Bookrunner
May 2023
Draganfly Inc.

$8,000,000
Follow-on Offering
Sole Bookrunner
March 2023
Blue Star Foods Corp.

$1,800,000
Follow-on Offering
Sole Bookrunner
February 2023
CN Energy Group Inc.

$10,000,000
Follow-on Offering
Sole Bookrunner
February 2023
Jupiter Wellness, Inc.

$4,100,000
Registered Direct & Private Placement
Exclusive Placement Agent
January 2023
RedHill Biopharma Ltd.

$8,000,000
Follow-on Offering
Sole Bookrunner
December 2022
Clearmind Medicine Inc.

$7,500,000
Public Offering & Uplisting
Sole Bookrunner
November 2022
Trevi Therapeutics, Inc.

$55,000,000
Public Offering
Co-Manager
September 2022
Volcon, Inc.

$27,200,000
Private Placement
Exclusive Placement Agent
August 2022
Meten Holding Group Ltd.

$7,500,000
Registered Direct and Private Placement
Exclusive Placement Agent
August 2022
Kaspien Holdings, Inc

$8,000,000
Private Placement
Exclusive Placement Agent
July 2022
SOBR Safe Inc.

$10,000,000
Underwritten Public Offering & Uplisting
Lead Bookrunner
May 2022
Sunshine Biopharma Inc

$19,500,000
Private Placement
Exclusive Placement Agent
April 2022
Trevi Therapeutics, Inc.

$55,000,000
Private Placement
Co-Placement Agent
April 2022
Sunshine Biopharma Inc.

$8,000,000
Private Placement
Exclusive Placement Agent
March 2022
CareCloud Inc.

$25,000,000
Preferred Stock
Co-Manager
February 2022




Scynexis

$35,000,000
Follow-On Offering
NASDAQ: SCYX
December 2019
Arcimoto

$9,000,000
Follow-On Offering
NASDAQ: FUV
November 2019
YayYo Inc.

$10,500,000
IPO
NASDAQ: YAYO
November 2019
Stemline Therapeutics

$76,250,000
Follow-On Offering
NASDAQ: STML
August 2019
Tonix Pharmaceuticals

$5,400,000
Follow-On Offering
NASDAQ: TNXP
July 2019
Jiayin Group

$36,750,000
Follow-On Offering
NASDAQ: JFIN
May 2019
Medalist Diversified REIT

$1,299,998
PIPE
NASDAQ: MDRR
May 2019
Dare Bioscience

$5,032,500
Follow-On Offering
NASDAQ: DARE
April 2019
Stemline Therapeutics

$92,000,000
Follow-On Offering
NASDAQ: STML
January 2019
Akoustis Technologies

$30,812,500
Follow-On Offering
NASDAQ: AKTS
October 2018
NXT-ID

$16,000,000
Senior Debt Offering
NASDAQ: NXTD
May 2018
Edison Learning

$15,000,000
Senior Secured & Revolver
Private
January 2017
Indonesia Energy Corp

$15,000,007
IPO
NYSE: INDO
December 2019
Document Security Systems

$1,822,200
PIPE
NYSE: DSS
November 2019
Happiness Biotech

$11,000,000
IPO
NASDAQ: HAPP
October 2019
Sigma Labs

$23,000,000
Follow-On Offering
NASDAQ: SGLB
July 2019
Document Security Systems

$5,859,593
Follow-On Offering
NYSE: DSS
June 2019
Medalist Diversified REIT

$9,199,167
Follow-On Offering
NASDAQ: MDRR
May 2019
Monaker Group

$10,750,000
Follow-On Offering
NASDAQ: MKGI
April 2019
Outlook Therapeutics

$28,440,000
Follow-On Offering
NASDAQ: OTLK
April 2019
CN Finance Holdings

$52,950,000
IPO
NYSE: CNF
November 2018
Acasti Pharma

$19,100,000
Follow-On Offering
NASDAQ: ACST
October 2018
Heat Biologics

$4,000,000
Follow-On Offering
NASDAQ: HTBX
March 2017
SenesTech

$15,000,000
IPO
NASDAQ: SNES
December 2016
CEL-SCI

$6,325,000
Follow-On Offering
NYSE: CVM
December 2019
Cocrystal Pharma

$3,000,000
Follow-On Offering
NASDAQ: COCP
November 2019
Avinger

$4,500,000
Follow-On Offering
NASDAQ: AVGR
August 2019
Sachem Capital

$11,500,000
Follow-On Offering
NYSE: SACH
July 2019
Gladstone Land

$23,460,000
Follow-On Offering
NASDAQ: Land
June 2019
Genetic Technologies

$1,180,917
Registered Direct
NASDAQ: GENE
May 2019
Reebonz Holding

$10,750,000
Follow-On Offering
NASDAQ: RBZ
April 2019
OpGen

$5,400,000
Follow-On Offering
NASDAQ:OPGN
March 2019
OpGen

$3,219,000
Follow-On Offering
NASDAQ: OPGN
October 2018
Digital Ally

$7,320,000
Follow-On Offering
NASDAQ: DGLY
September 2018
New Age Beverage

$17,250,000
Follow-On & Uplisting
NASDAQ: NBEV
February 2017
xG Technology

$10,000,000
Follow-On Offering
NASDAQ: XGTI