Transactions
SOBR Safe, Inc.
$3,500,000
Convertible Senior Notes
Exclusive Placement Agent
March 2023
Alset Inc.
$3,800,000
Follow-on Offering
Sole Bookrunner
February 2023
Avenue Therapeutics, Inc.
$3,250,000
Registered Direct & Private Placement
Exclusive Placement Agent
January 2023
BiondVax Pharmaceuticals Ltd.
$8,000,000
Follow-on Offering
Sole Bookrunner
December 2022
TuanChe Limited
$15,000,000
Registered Direct
Exclusive Placement Agent
November 2022
Avenue Therapeutics, Inc.
$12,000,000
Follow-on Offering
Sole Bookrunner
October 2022
Wearable Devices, Ltd.
$16,000,000
IPO
Sole Bookrunner
September 2022
Assure Holdings Corp.
$6,200,000
Follow-on Offering
Sole Bookrunner
August 2022
BRUUSH
$15,500,000
Initial Public Offering
Sole Bookrunner
August 2022
SciSparc LTD.
$10,000,000
Private Placement
Exclusive Placement Agent
June 2022
Alkaline Water Company Inc.
$5,000,000
Follow-On Offering
Sole Bookrunner
May 2022
Scynexis, Inc
$45,000,000
Public Offering
Co-Manager
April 2022
Rail Vision Ltd.
$15,641,305
IPO
Sole Bookrunner
April 2022
Sunshine Biopharma Inc.
$8,000,000
Underwritten Public Offering and Uplisting
Sole Bookrunner
February 2022
Volcon, Inc.
$20,000,000
Follow-On Offering
Sole Bookrunner
January 2022
The Singing Machine Company, Inc.
$1,753,430
At-The-Market
Sales Agent
February 2023
Sharps Technology, Inc.
$3,800,000
Private Placement
Exclusive Placement Agent
February 2023
Verb Technology Company, Inc.
$7,210,200
Follow-on Offering
Sole Bookrunner
January 2023
Bruush Oral Care Inc.
$3,000,000
Private Placement
Exclusive Placement Agent
December 2022
Bionomics Limited
$5,000,000
Public Offering
November 2022
SOBR Safe, Inc
$6,000,000
Private Placement
Exclusive Placement Agent
September 2022
Jeffs' Brands, Ltd.
$15,500,000
IPO
Sole Bookrunner
August 2022
GigaCloud Technolgy Inc.
$41,000,000
IPO
Sole Bookrunner
August 2022
Greenland Technologies
$10,000,000
Registered Direct & Private Placement
Exclusive Placement Agent
July 2022
Singing Machine
$4,000,000
Public Offering & Uplisting
Sole Bookrunner
May 2022
Cyngn Inc.
$20,000,000
Private Placement
Exclusive Placement Agent
April 2022
Sharps Technology Inc.
$16,000,000
IPO
Sole Bookrunner
April 2022
Tantech Holdings Ltd.
$10,000,000
Follow-On Offering
Sole Bookrunner
March 2022
Maris-Tech Ltd.
$17,825,000
IPO
Sole Bookrunner
February 2022
China SXT Pharmaceuticals
$4,100,000
Follow-On Offering
Sole Bookrunner
January 2022
Blue Star Foods Corp.
$1,800,000
Follow-on Offering
Sole Bookrunner
February 2023
CN Energy Group Inc.
$10,000,000
Follow-on Offering
Sole Bookrunner
February 2023
Jupiter Wellness, Inc.
$4,100,000
Registered Direct & Private Placement
Exclusive Placement Agent
January 2023
RedHill Biopharma Ltd.
$8,000,000
Follow-on Offering
Sole Bookrunner
December 2022
Clearmind Medicine Inc.
$7,500,000
Public Offering & Uplisting
Sole Bookrunner
November 2022
Trevi Therapeutics, Inc.
$55,000,000
Public Offering
Co-Manager
September 2022
Volcon, Inc.
$27,200,000
Private Placement
Exclusive Placement Agent
August 2022
Meten Holding Group Ltd.
$7,500,000
Registered Direct and Private Placement
Exclusive Placement Agent
August 2022
Kaspien Holdings, Inc
$8,000,000
Private Placement
Exclusive Placement Agent
July 2022
SOBR Safe Inc.
$10,000,000
Underwritten Public Offering & Uplisting
Lead Bookrunner
May 2022
Sunshine Biopharma Inc
$19,500,000
Private Placement
Exclusive Placement Agent
April 2022
Trevi Therapeutics, Inc.
$55,000,000
Private Placement
Co-Placement Agent
April 2022
Sunshine Biopharma Inc.
$8,000,000
Private Placement
Exclusive Placement Agent
March 2022
CareCloud Inc.
$25,000,000
Preferred Stock
Co-Manager
February 2022
Scynexis
$35,000,000
Follow-On Offering
NASDAQ: SCYX
December 2019
Arcimoto
$9,000,000
Follow-On Offering
NASDAQ: FUV
November 2019
YayYo Inc.
$10,500,000
IPO
NASDAQ: YAYO
November 2019
Stemline Therapeutics
$76,250,000
Follow-On Offering
NASDAQ: STML
August 2019
Tonix Pharmaceuticals
$5,400,000
Follow-On Offering
NASDAQ: TNXP
July 2019
Jiayin Group
$36,750,000
Follow-On Offering
NASDAQ: JFIN
May 2019
Medalist Diversified REIT
$1,299,998
PIPE
NASDAQ: MDRR
May 2019
Dare Bioscience
$5,032,500
Follow-On Offering
NASDAQ: DARE
April 2019
Stemline Therapeutics
$92,000,000
Follow-On Offering
NASDAQ: STML
January 2019
Akoustis Technologies
$30,812,500
Follow-On Offering
NASDAQ: AKTS
October 2018
NXT-ID
$16,000,000
Senior Debt Offering
NASDAQ: NXTD
May 2018
Edison Learning
$15,000,000
Senior Secured & Revolver
Private
January 2017
Indonesia Energy Corp
$15,000,007
IPO
NYSE: INDO
December 2019
Document Security Systems
$1,822,200
PIPE
NYSE: DSS
November 2019
Happiness Biotech
$11,000,000
IPO
NASDAQ: HAPP
October 2019
Sigma Labs
$23,000,000
Follow-On Offering
NASDAQ: SGLB
July 2019
Document Security Systems
$5,859,593
Follow-On Offering
NYSE: DSS
June 2019
Medalist Diversified REIT
$9,199,167
Follow-On Offering
NASDAQ: MDRR
May 2019
Monaker Group
$10,750,000
Follow-On Offering
NASDAQ: MKGI
April 2019
Outlook Therapeutics
$28,440,000
Follow-On Offering
NASDAQ: OTLK
April 2019
CN Finance Holdings
$52,950,000
IPO
NYSE: CNF
November 2018
Acasti Pharma
$19,100,000
Follow-On Offering
NASDAQ: ACST
October 2018
Heat Biologics
$4,000,000
Follow-On Offering
NASDAQ: HTBX
March 2017
SenesTech
$15,000,000
IPO
NASDAQ: SNES
December 2016
CEL-SCI
$6,325,000
Follow-On Offering
NYSE: CVM
December 2019
Cocrystal Pharma
$3,000,000
Follow-On Offering
NASDAQ: COCP
November 2019
Avinger
$4,500,000
Follow-On Offering
NASDAQ: AVGR
August 2019
Sachem Capital
$11,500,000
Follow-On Offering
NYSE: SACH
July 2019
Gladstone Land
$23,460,000
Follow-On Offering
NASDAQ: Land
June 2019
Genetic Technologies
$1,180,917
Registered Direct
NASDAQ: GENE
May 2019
Reebonz Holding
$10,750,000
Follow-On Offering
NASDAQ: RBZ
April 2019
OpGen
$5,400,000
Follow-On Offering
NASDAQ:OPGN
March 2019
OpGen
$3,219,000
Follow-On Offering
NASDAQ: OPGN
October 2018
Digital Ally
$7,320,000
Follow-On Offering
NASDAQ: DGLY
September 2018
New Age Beverage
$17,250,000
Follow-On & Uplisting
NASDAQ: NBEV
February 2017
xG Technology
$10,000,000
Follow-On Offering
NASDAQ: XGTI