Transactions
Super League Enterprises, Inc.
$20,000,000
Private Placement
Exclusive Placement Agent
October 2025
C3is Inc.
$2,000,000
Registered Direct
Exclusive Placement Agent
October 2025
Inno Holdings Inc.
$7,200,000
Registered Direct
Exclusive Placement Agent
September 2025
Sharps Technology, Inc.
$410,000,000
Private Placement
Co-Placement Agent
August 2025
Volcon, Inc.
$500,000,000
Private Placement
Exclusive Financial Advisor & Co-Placement Agent
July 2025
Super League Enterprise, Inc.
$20,000,000
Equity Line Of Credit
Exclusive Placement Agent
July 2025
Jeffs' Brands Ltd.
$100,000,000
Convertible Note
Strategic Advisor
June 2025
Super League Enterprises, Inc.
$550,000
Public Offering
Sole Bookrunner
May 2025
Bluejay Diagnostics, Inc.
~$3,700,000
Warrant Inducement
Exclusive Placement Agent
April 2025
Femto Technologies Inc.
$17,000,000
Private Placement
Exclusive Placement Agent
February 2025
Digital Ally, Inc.
$15,000,000
Public Offering
Sole Bookrunner
February 2025
Volcon, Inc.
$9,470,000
ATM Offering
Sales Agent
February 2025
AEON Biopharma, Inc.
$20,000,000
Underwritten Public Offering
Sole Bookrunner
January 2025
Cyngn Inc.
$9,000,000
Follow-On Offering
Exclusive Placement Agent
December 2024
Youxin Technology Ltd.
$10,350,000
Initial Public Offering
Sole Bookrunner
December 2024
Flora Growth Corp.
~$700,000
Reg. A Offering
Exclusive Placement Agent
December 2024
Cyngn Inc.
$3,500,000
Private Placement
Exclusive Placement Agent
November 2024
Digital Ally, Inc.
$3,000,000
Private Placement
Exclusive Private Placement
November 2024
Sacks Parente Golf, Inc.
$732,000
Public Offering
Sole Bookrunner
October 2024
SMX (Security Matters)
$5,350,000
Private Placement
Lead Placement Agent
September 2024
Greenlane Holdings, Inc.
$6,500,000
Private Placement
Exclusive Placement Agent
August 2024
Volcon, Inc.
$12,000,000
Registered Direct
Exclusive Placement Agent
July 2024
Zoomcar Holdings, Inc.
$3,600,000
Private Placement
Exclusive Placement Agent
June 2024
Sharps Technology, Inc.
$2,200,000
Reg. A+ Warrant Advancement
Exclusive Placement Agent
June 2024
Centrex, Inc.
$10,000,000
Public Offering
Sole Bookrunner
May 2024
Serve Robotics Inc.
$40,000,000
Public Offering
Sole Bookrunner
April 2024
C3is Inc.
$6,000,000
Public Offering
Sole Bookrunner
March 2024
Sunshine Biopharma, Inc.
$10,000,000
Follow-on Offering
Sole Bookrunner
February 2024
Clearmind Medicine Inc.
$2,400,000
Registered Direct & Private Placement
Exclusive Placement Agent
January 2024
Interactive Strength Inc.
$2,200,000
Convertible Note
December 2023
Wearable Devices Ltd.
$2,000,000
Follow-On Offering
Sole Bookrunner
November 2023
Nuvve Holding Corp.
$1,100,000
Public Offering
Sole Bookrunner
October 2023
Clearmind Medicine Inc.
$2,250,000
Public Offering
Sole Bookrunner
September 2023
Super League Gaming, Inc.
$2,200,000
Underwritten Public Offering
Sole Bookrunner
August 2023
Tantech Holdings Ltd.
$6,000,000
Private Placement
Exclusive Placement Agent
October 2025
Big Tree Cloud Holdings Limited
$5,000,000
Registered Direct
Exclusive Placement Agent
September 2025
Cyngn, Inc.
$100,000,000
At-The-Market
Sales Agent
September 2025
SMX (Security Matters) PLC
$11,000,000
Convertible Note
Financial Advisor
August 2025
BTC Digital Ltd.
$6,000,000
Registered Direct
Exclusive Placement Agent
July 2025
Cyngn, Inc.
$17,200,000
Registered Direct
Exclusive Placement Agent
June 2025
Stardust Power Inc.
$4,300,000
Public Offering
Sole Bookrunner
June 2025
Cemtrex, Inc.
$1,437,500
Public Offering
Sole Bookrunner
May 2025
Sunshine Biopharma, Inc.
$2,460,000
Registered Direct
Exclusive Placement Agent
April 2025
SciSparc Ltd.
$4,200,000
Convertible Note
Advisory Services
February 2025
ParaZero Technologies Ltd.
$3,100,000
Registered Direct
Exclusive Placement Agent
February 2025
Sharps Technology, Inc.
$20,000,000
Public Offering
Sole Bookrunner
January 2025
Expion360 Inc.
$2,600,000
Registered Direct
Exclusive Placement Agent
January 2025
Zoomcar Holdings, Inc.
$5,480,000
Private Placement
Exclusive Placement Agent
December 2024
Flora Growth Corp.
$3,562,500
Registered Direct
Exclusive Placement Agent
December 2024
BTC Digital Ltd.
$20,000,000
Public Offering
Sole Bookrunner
December 2024
Safe & Green Holdings Corp.
$2,404,964
Warrant Inducement
Exclusive Placement Agent
November 2024
Polyrizon Ltd.
$4,200,000
Initial Public Offering
Sole Bookrunner
October 2024
SOBR Safe, Inc.
$8,200,000
Private Placement
Exclusive Placement Agent
October 2024
Serve Robotics Inc.
$20,000,000
Private Placement & Warrant Exercise
Exclusive Placement Agent
August 2024
Expion360 Inc.
$10,000,000
Public Offering
Sole Bookrunner
August 2024
Bluejay Diagnostics, Inc.
$8,750,000
Public Offering
Sole Bookrunner
June 2024
Sharps Technology, Inc.
~$1,300,000
Reg. A + Warrant Inducement
Exclusive Placement Agent
June 2024
Bluejay Diagnostics, Inc.
$2,287,580
Private Placement
Exclusive Placement Agent
June 2024
Flora Growth Corp.
$3,794,000
At-The-Market
Sales Agent
April 2024
Flora Growth Corp.
$3,230,000
Public Offering
Sole Bookrunner
April 2024
BYND Cannasoft Enterprises Inc.
$7,000,000
Public Offering
Sole Bookrunner
March 2024
Jeffs' Brands Ltd.
$7,275,000
Private Placement
Exclusive Placement Agent
January 2024
BYND Cannasoft Enterprises Inc.
$1,500,000
Registered Direct
Exclusive Placement Agent
December 2023
Volcon, Inc.
$18,000,000
Follow-on Offering
Sole Bookrunner
November 2023
ParaZero Technologies Ltd.
$5,100,000
Private Placement
Exclusive Private Placement
October 2023
SciSparc Ltd.
$5,026,000
Private Placement
Exclusive Placement Agent
October 2023
Volcon, Inc.
$700,000
Public Offering
Sole Bookrunner
September 2023
Greenlane Holdings, Inc.
$110,000,000
Private Placement
Exclusive Placement Agent
October 2025
Clearmind Medicine Inc.
$10,000,000
Convertible Note
Financial Advisor
September 2025
Youxin Technology Ltd
$6,000,000
Public Offering
Sole Bookrunner
September 2025
ParaZero Technologies Ltd.
$2,200,000
Registered Direct
Financial Advisor
August 2025
Super League Enterprise, Inc.
$4, 500,000
Convertible Note
Exclusive Placement Agent
July 2025
Cyngn, Inc.
$15,000,000
Registered Direct
Exclusive Placement Agent
June 2025
Super League Enterprises, Inc.
$670,000
Registered Direct
Exclusive Placement Agent
June 2025
Super League Enterprise, Inc.
$870,000
Public Offering
Sole Bookrunner
May 2025
Polyrizon Ltd.
$17,000,000
Private Placement
Exclusive Placement Agent
April 2025
Greenlane Holdings, Inc.
$25,000,000
Private Placement
Exclusive Placement Agent
February 2025
Volcon, Inc.
$12,000,000
Public Offering
Sole Bookrunner
February 2025
Li-Cycle Holdings Corp.
$17,250,000
Public Offering
Sole Bookrunner
January 2025
Alset Inc.
$1,500,000
Registered Direct
Exclusive Placement Agent
January 2025
Cyngn Inc.
$20,000,000
Follow-On Offering
Exclusive Placement Agent
December 2024
Sacks Parente Golf, Inc.
$8,400,000
Public Offering
Sole Bookrunner
December 2024
Sharps Technology, Inc.
~$500,000
Reg. A Offering
Exclusive Placement Agent
December 2024
Zoomcar Holdings, Inc.
$9,150,000
Private Placement
Exclusive Placement Agent
November 2024
Volcon, Inc.
$100,000,000
At-The-Market
Sales Agent
October 2024
Sharps Technology, Inc.
$3,500,000
Bridge Financing
Exclusive Placement Agent
September 2024
Laser Photonics Corporation
$3,000,000
Private Placement
Exclusive Placement Agent
August 2024
Serve Logistics Inc.
$15,000,000
Private Placement
Exclusive Placement Agent
July 2024
Digital Ally, Inc.
~3,000,000
Private Placement
Exclusive Placement Agent
June 2024
SOBR Safe, Inc.
$2,786,174
Warrant Inducement
Exclusive Placement Agent
June 2024
Volcon, Inc.
$2,942,352
Private Placement
Exclusive Placement Agent
May 2024
Cyngn Inc.
$5,000,000
Public Offering
Sole Bookrunner
April 2024
Applied UV, Inc.
$2,760,000
Registered Direct & Private Placement
Exclusive Placement Agent
April 2024
DarioHealth Corporation
$21,307,000
Private Placement
Exclusive Placement Agent
February 2024
C3is Inc.
$7,000,000
Follow-on Offering
Sole Bookrunner
January 2024
Cyngn Inc.
$5,000,000
Follow-On Offering
Exclusive Placement Agent
December 2023
Applied UV, Inc.
$6,400,000
Follow-On Offering
Sole Bookrunner
November 2023
Nuvve Holding Corp.
$2,066,000
Registered Direct
Exclusive Placement Agent
October 2023
Sharps Technology, Inc.
$5,600,000
Registered Direct & Private Placement
Exclusive Placement Agent
September 2023
EZGO Technologies Ltd.
$9,600,000
Registered Direct
Exclusive Placement Agent
September 2023
BiondVax Pharmaceuticals Ltd.
$8,000,000
Follow-on Offering
Sole Bookrunner
December 2022
TuanChe Limited
$15,000,000
Registered Direct
Exclusive Placement Agent
November 2022
Avenue Therapeutics, Inc.
$12,000,000
Follow-on Offering
Sole Bookrunner
October 2022
Wearable Devices, Ltd.
$16,000,000
IPO
Sole Bookrunner
September 2022
Assure Holdings Corp.
$6,200,000
Follow-on Offering
Sole Bookrunner
August 2022
BRUUSH
$15,500,000
Initial Public Offering
Sole Bookrunner
August 2022
SciSparc LTD.
$10,000,000
Private Placement
Exclusive Placement Agent
June 2022
Alkaline Water Company Inc.
$5,000,000
Follow-On Offering
Sole Bookrunner
May 2022
Scynexis, Inc
$45,000,000
Public Offering
Co-Manager
April 2022
Rail Vision Ltd.
$15,641,305
IPO
Sole Bookrunner
April 2022
Sunshine Biopharma Inc.
$8,000,000
Underwritten Public Offering and Uplisting
Sole Bookrunner
February 2022
Volcon, Inc.
$20,000,000
Follow-On Offering
Sole Bookrunner
January 2022
Nisun International Ent. Dev
$77,000,000
Follow-On Offering
Sole Bookrunner
December 2021
Alset Ehome Internationlal
$30,000,000
Follow-On Offering
Sole Bookrunner
December 2021
Argo Blockchain
$40,000,000
Senior Debt
Co-Manager
November 2021
Tellurian
$50,000,000
Senior Debt
Co-Manager
November 2021
Cidara Therapeutics
$26,449,992
Follow-On Offering
Co-Manager
October 2021
Volcon Inc.
$16,637,500
IPO
Sole Bookrunner
October 2021
iMedia Brands
$75,000,000
Senior Debt
Co-Manager
September 2021
Farmmi
$81,017,578
Follow-On Offering
Sole Bookrunner
September 2021
Basanite
$5,334,490
PIPE
Exclusive Placement Agent
August 2021
Alset EHome Int.
$36,702,295
Follow-On Offering
Sole Bookrunner
July 2021
XAI Octagon
$26,350,000
Follow-On Offering
Co-Manager
July 2021
Ramaco Resources
$30,000,000
Senior Debt
Co-Manager
July 2021
Sachem Capital Corp
$42,500,000
Preferred Stock
Co-Manager
June 2021
Meten EdtechX Education Group
$40,000,000
Follow-On Offering
Sole Bookrunner
May 2021
Farmmi
$48,300,000
Follow-On Offering
Sole Bookrunner
April 2021
Xoma Corp
$40,000,000
Follow-On Offering
Co-Manager
April 2021
BlackRock Innovation & Growth Trust
$4,400,000,000
IPO
Co-Manager
March 2021
Farmmi Inc
$7,439,887
Follow-On Offering
Sole Bookrunner
March 2021
SciSparc
$8,150,000
PIPE
Placement Agent
February 2021
RiverNorth Capital Mgmt.
$440,000,000
IPO
Co-Manager
February 2021
Avinger
$14,400,000
Bought Offering
Sole Bookrunner
January 2021
PIMCO
$2,000,000,000
IPO
Co-Manager
January 2021
Gladstone Land
$60,375,000
Series D Preferred Stock
Co-Manager
January 2021
Monaker Group
$8,850,000
Overnight Bought Offering
Joint Bookrunner
December 2020
Xoma Corp.
$22,000,000
Series A Preferred Stock
Co-Manager
December 2020
CEL-SCI Corp
$14,650,000
Overnight Bought Offering
Joint Bookrunner
December 2020
Jupiter Wellness
$7,000,000
IPO
Sole Bookrunner
October 2020
Greenwich LifeSciences
$7,250,002
IPO
Sole Bookrunner
September 2020
Harbor Custom Homes
$12,200,000
IPO
Co-Manager
August 2020
1847 Goedeker
$10,000,800
IPO
Co-Manager
July 2020
Avinger
$6,210,000
Follow-On Offering
Sole Bookrunner
June 2020
Digital Ally
$5,865,000
Follow-On Offering
Sole Bookrunner
June 2020
CEL-SCI
$8,860,416
Overnight Bought Offering
Sole Bookrunner
March 2020
Digital Ally
$2,900,000
Follow On Offering
Sole Bookrunner
February 2020
Nano Viricides
$8,625,000
Follow-On Offering
Sole Bookrunner
January 2020
Bruush Oral Care Inc.
$3,000,000
Private Placement
Exclusive Placement Agent
December 2022
Bionomics Limited
$5,000,000
Public Offering
November 2022
SOBR Safe, Inc
$6,000,000
Private Placement
Exclusive Placement Agent
September 2022
Jeffs' Brands, Ltd.
$15,500,000
IPO
Sole Bookrunner
August 2022
GigaCloud Technolgy Inc.
$41,000,000
IPO
Sole Bookrunner
August 2022
Greenland Technologies
$10,000,000
Registered Direct & Private Placement
Exclusive Placement Agent
July 2022
Singing Machine
$4,000,000
Public Offering & Uplisting
Sole Bookrunner
May 2022
Cyngn Inc.
$20,000,000
Private Placement
Exclusive Placement Agent
April 2022
Sharps Technology Inc.
$16,000,000
IPO
Sole Bookrunner
April 2022
Tantech Holdings Ltd.
$10,000,000
Follow-On Offering
Sole Bookrunner
March 2022
Maris-Tech Ltd.
$17,825,000
IPO
Sole Bookrunner
February 2022
China SXT Pharmaceuticals
$4,100,000
Follow-On Offering
Sole Bookrunner
January 2022
Avenue Therapeutics
$2,040,000
Follow-On Offering
Sole Bookrunner
December 2021
Tantech Holdings
$13,700,000
Follow-On Offering
Sole Bookrunner
December 2021
Meten Holding Group
$20,000,000
Registered Direct
Exec. Placement Agent
November 2021
Fossil Group
$140,000,000
Senior Debt
Co-Manager
November 2021
Cidara Therapeutics
$12,000,007
Follow-On Offering
Co-Manager
October 2021
Healthcare Trust
$80,000,000
Preferred Stock
Co-Manager
October 2021
Molecular Data
$15,000,000
Registered Direct Offering
Sole Lead Placement Agent
September 2021
Meten Holding Group
$60,000,000
Follow-On Offering
Sole Bookrunner
September 2021
ECMOHO
$9,000,000
Follow-On Offering
Sole Bookrunner
August 2021
Thronburg Income Builder Opp. Trust
$580,000,000
IPO
Co-Manager
July 2021
Inspira Technologies OXY B.H.N
$16,029,091
IPO
Sole Bookrunner
July 2021
Greenland Technologies Hld. Corp
$7,000,007
Follow-On Offering
Sole Bookrunner
June 2021
Document Security Systems
$50,025,000
Follow-On Offering
Sole Bookrunner
June 2021
Alset EHome Int.
$36,000,000
Follow-On Offering
Sole Bookrunner
May 2021
Nuveen Core Plus Impact Fund
$575,000,000
IPO
Co-Manager
April 2021
SeaChange International
$19,098,445
Follow-On Offering
Sole Bookrunner
March 2021
B. Riley Financial
$150,000,000
Senior Debt
Co-Manager
March 2021
NuZee
$12,499,997
Follow-On Offering
Sole Bookrunner
March 2021
Medigus
$9,742,728
Follow-On Offering
Sole Bookrunner
February 2021
Babcock & Wilcox Entp
$120,000,000
Senior Debt
Co-Manager
February 2021
BiondVax Pharmaceuticals
$13,800,000
Follow-On Offering
Sole Bookrunner
January 2021
B. Riley Financial
$200,000,000
Senior Notes
Co-Manager
January 2021
Medigus
$9,679,999
Follow-On Offering
Sole Bookrunner
January 2021
Foresight Autonomous
$26,000,000
Registered Debt
Co_Placement Agent
December 2020
OnTrak
$42,800,000
Series A Preferred Stock
Co-Manager
December 2020
HF Enterprises
$15,120,000
Initial Public Offering
Lead Bookrunner
November 2020
Sachem Capital
$14,000,000
Notes Offering
Co-Manager
October 2020
B. Riley Financial
$32,500,000
Depositary Share Offering
Co-Manager
September 2020
Avinger
$5,670,000
Follow-On Offering
Sole Bookrunner
August 2020
Document Security Systems
$3,689,000
Follow-On Offering
Sole Bookrunner
July 2020
Document Security Systems
$6,900,000
Follow-On Offering
Sole Bookrunner
June 2020
Delcath Systems
$21,996,230
Up List
Co-Manager
May 2020
Medalist Diversified REIT
$4,600,000
Series A Preferred
Sole Bookrunner
February 2020
Avinger
$4,500,000
Follow-On Offering
Sole Bookrunner
January 2020
RedHill Biopharma Ltd.
$8,000,000
Follow-on Offering
Sole Bookrunner
December 2022
Clearmind Medicine Inc.
$7,500,000
Public Offering & Uplisting
Sole Bookrunner
November 2022
Trevi Therapeutics, Inc.
$55,000,000
Public Offering
Co-Manager
September 2022
Volcon, Inc.
$27,200,000
Private Placement
Exclusive Placement Agent
August 2022
Meten Holding Group Ltd.
$7,500,000
Registered Direct and Private Placement
Exclusive Placement Agent
August 2022
Kaspien Holdings, Inc
$8,000,000
Private Placement
Exclusive Placement Agent
July 2022
SOBR Safe Inc.
$10,000,000
Underwritten Public Offering & Uplisting
Lead Bookrunner
May 2022
Sunshine Biopharma Inc
$19,500,000
Private Placement
Exclusive Placement Agent
April 2022
Trevi Therapeutics, Inc.
$55,000,000
Private Placement
Co-Placement Agent
April 2022
Sunshine Biopharma Inc.
$8,000,000
Private Placement
Exclusive Placement Agent
March 2022
CareCloud Inc.
$25,000,000
Preferred Stock
Co-Manager
February 2022
BiondVax Pharmaceuticals
$9,800,000
Follow-On Offering
Sole Bookrunner
December 2021
Cingulate Inc.
$25,000,000
IPO
Lead Bookrunner
December 2021
Atlanticus Holdings
$135,000,000
Senior Debt
Co-Manager
November 2021
Avenue Therapeutics
$3,000,000
Follow-On Offering
Sole Bookrunner
November 2021
Cyngn
$26,250,000
IPO
Sole Bookrunner
October 2021
Greenidge Generation Hlds.`
$50,000,000
Senior Debt
Co-Manager
October 2021
LifeMD
$35,000,000
Preferred Stock
Co-Manager
September 2021
Modiv
$45,000,000
Preferred Stock
Co-Manager
September 2021
Charah Solutions
$135,000,000
Senior Debt
Co-Manager
August 2021
B. Riley Financial
$275,000,000
Senior Debt
Co-Manager
August 2021
Jupiter Wellness
$32,500,000
Follow-On Offering
Sole Bookrunner
July 2021
Immunic
$45,000,000
Follow-On Offering
Co-Manager
July 2021
Synchronoss Technologies
$120,000,000
Senior Debt
Co-Manager
June 2021
Atlanticus Holdings Corp.
$70,000,000
Preferred Stock
Co-Manager
June 2021
Babcock & Wilcox Ent.
$100,000,000
Follow-On Offering
Co-Manager
May 2021
Harrow Health
$50,000,000
Senior Debt
Co-Manager
April 2021
OFS Credit Company
$15,036,750
Follow-On Offering
Lead Manager
March 2021
My Size
$3,299,350
Follow-On Offering
Sole Bookrunner
March 2021
Kaspien Holdings
$13,539,500
Bought Offering
Sole Bookrunner
March 2021
XAI Octagon
$25,000,155
Follow-On Offering
Lead Manager
February 2021
Document Security Systems
$39,668,291
Follow-On Offering
Sole Bookrunner
February 2021
DarioHealth
$70,000,000
PIPE
Placement Agent
January 2021
Document Security Systems
$24,000,000
Follow-On Offering
Sole Bookrunner
January 2021
My Size
$2,000,000
Follow-On Offering
Sole Bookrunner
January 2021
Greenwich LifeSciences
$26,400,000
Follow-On Offering
Sole Bookrunner
December 2020
Medigus
$12,990,238
Follow-On Offering
Sole Bookrunner
December 2020
Therapix Biosciences
$4,193,944
Registered Direct
Exclusive Placement Agent
November 2020
Gladstone Land
$23,760,000
Follow-On Offering
Co-Manager
October 2020
Sachem Capital
$13,000,000
Notes Offering
Co-Manager
August 2020
Avinger
$69,000,000
Follow-On Offering
Sole Bookrunner
August 2020
Document Security Systems
$7,394,500
Follow-On Offering
Sole Bookrunner
July 2020
Digital Ally
$5,460,000
Follow-On Offering
Sole Bookrunner
June 2020
Avinger
$3,622,500
Follow-On Offering
Sole Bookrunner
April 2020
Document Security Systems
$4,600,000
Follow-On Offering
Sole Bookrunner
February 2020
Torchlight Energy
$2,300,000
Follow-On Offering
Sole Bookrunner
January 2020
Scynexis
$35,000,000
Follow-On Offering
NASDAQ: SCYX
December 2019
Arcimoto
$9,000,000
Follow-On Offering
NASDAQ: FUV
November 2019
YayYo Inc.
$10,500,000
IPO
NASDAQ: YAYO
November 2019
Stemline Therapeutics
$76,250,000
Follow-On Offering
NASDAQ: STML
August 2019
Tonix Pharmaceuticals
$5,400,000
Follow-On Offering
NASDAQ: TNXP
July 2019
Jiayin Group
$36,750,000
Follow-On Offering
NASDAQ: JFIN
May 2019
Medalist Diversified REIT
$1,299,998
PIPE
NASDAQ: MDRR
May 2019
Dare Bioscience
$5,032,500
Follow-On Offering
NASDAQ: DARE
April 2019
Stemline Therapeutics
$92,000,000
Follow-On Offering
NASDAQ: STML
January 2019
Akoustis Technologies
$30,812,500
Follow-On Offering
NASDAQ: AKTS
October 2018
NXT-ID
$16,000,000
Senior Debt Offering
NASDAQ: NXTD
May 2018
Edison Learning
$15,000,000
Senior Secured & Revolver
Private
January 2017
Indonesia Energy Corp
$15,000,007
IPO
NYSE: INDO
December 2019
Document Security Systems
$1,822,200
PIPE
NYSE: DSS
November 2019
Happiness Biotech
$11,000,000
IPO
NASDAQ: HAPP
October 2019
Sigma Labs
$23,000,000
Follow-On Offering
NASDAQ: SGLB
July 2019
Document Security Systems
$5,859,593
Follow-On Offering
NYSE: DSS
June 2019
Medalist Diversified REIT
$9,199,167
Follow-On Offering
NASDAQ: MDRR
May 2019
Monaker Group
$10,750,000
Follow-On Offering
NASDAQ: MKGI
April 2019
Outlook Therapeutics
$28,440,000
Follow-On Offering
NASDAQ: OTLK
April 2019
CN Finance Holdings
$52,950,000
IPO
NYSE: CNF
November 2018
Acasti Pharma
$19,100,000
Follow-On Offering
NASDAQ: ACST
October 2018
Heat Biologics
$4,000,000
Follow-On Offering
NASDAQ: HTBX
March 2017
SenesTech
$15,000,000
IPO
NASDAQ: SNES
December 2016
CEL-SCI
$6,325,000
Follow-On Offering
NYSE: CVM
December 2019
Cocrystal Pharma
$3,000,000
Follow-On Offering
NASDAQ: COCP
November 2019
Avinger
$4,500,000
Follow-On Offering
NASDAQ: AVGR
August 2019
Sachem Capital
$11,500,000
Follow-On Offering
NYSE: SACH
July 2019
Gladstone Land
$23,460,000
Follow-On Offering
NASDAQ: Land
June 2019
Genetic Technologies
$1,180,917
Registered Direct
NASDAQ: GENE
May 2019
Reebonz Holding
$10,750,000
Follow-On Offering
NASDAQ: RBZ
April 2019
OpGen
$5,400,000
Follow-On Offering
NASDAQ:OPGN
March 2019
OpGen
$3,219,000
Follow-On Offering
NASDAQ: OPGN
October 2018
Digital Ally
$7,320,000
Follow-On Offering
NASDAQ: DGLY
September 2018
New Age Beverage
$17,250,000
Follow-On & Uplisting
NASDAQ: NBEV
February 2017
xG Technology
$10,000,000
Follow-On Offering
NASDAQ: XGTI