top of page

Our Services

Wealth Management

Aegis Capital Corp.’s financial professionals have the knowledge and the experience to understand your needs and help you reach your financial goals. We work with you one-on-one to find solutions that fit your specific investment goals and style.

Investment Banking

Aegis Capital Corp. provides a variety of Investment Banking services including Equity Financing, Debt Financing and Private Equity Banking. Our Investment Banking professionals are dedicated to providing objective strategic advice and financing solutions to companies across a full range of industries.

Equity Research

We seek to engage in ongoing dialogue with a broad range of industry and corporate experts to develop unique and differentiated sources of information. We look to identify investment alternatives that may be mispriced or misunderstood by the broader investing community.

Private Equity

SternAegis Ventures is the management team within Aegis Capital Corp. that is responsible for venture capital and private equity financing. We are committed to identifying and financing ventures that can potentially realize above-average returns for investors willing and able to accept above average risk.

Retirement Planning

As part of our full service commitment to our customers, representatives of Aegis Capital Corp. are proud to offer our clients a full range of Retirement Plan Solutions. Our retirement plan services carry the same commitment to independence and transparency that is found throughout our firm.

Fixed Income

Aegis Capital’s Fixed Income Group has assembled a team of dedicated sales and trading professionals with more than 160 years of collective experience who interface with a network of institutional and private clients.


Aegis Capital Corp. operates a robust full service insurance department to help its financial advisors meet the insurance and risk planning needs of their customers and small business owners and executives, high net worth individuals, corporations and institutions.

Alternative Products

An alternative investment is an asset that is not one of the conventional investment types, such as stocks, bonds and cash. Most alternative investment assets are held by institutional investors or accredited, high-net-worth individuals because of the complex natures of the investments.

Special Purpose Vehicles

Aegis Special Situations Fund LLC and its successors (together, the “Funds”) are each a Delaware series limited liability company created for the purpose of making and managing investments in mid- or late-stage pre-IPO technology and services companies (each an “Issuer” and collectively the “Issuers”). 

Institutional & Corporate Investment Group

From lending services and financial planning to corporate cash management and private equity advising, your Institutional and Corporate Investment Group "ICIG" can harness the global resources of Aegis Capital Corp. and focus them on the specific needs of growing companies and their executives.

Institutional Investors

Aegis’ well-seasoned sales and trading capabilities enable us to provide institutional clients with exceptional execution and insight into market dynamics.

bottom of page