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Aegis Capital Corp. Announces the Hiring of a New Managing Director

Updated: May 13

New York, New York / April 24, 2025 / Aegis Capital Corp., - Aegis Capital Corp. (www.aegiscapcorp.com) a full-service wealth management, financial services and investment banking firm is pleased to announce Patrick Moriarty has joined the firm as a Managing Director


Patrick Moriarty is a seasoned financial advisor with over 20 years of experience in helping executives, entrepreneurs, individuals, and families achieve their financial goals. With a deep understanding of investment strategies, retirement planning, and wealth management, he is dedicated to providing personalized financial solutions tailored to each client’s unique circumstances.


Patrick began his career in finance at Smith Barney, where he honed his skills in portfolio management and financial planning. He later joined UBS Financial Services as a Senior Vice President, where for seventeen years he successfully guided clients through various market conditions, ensuring their financial security and peace of mind. Patrick oversaw in excess of $100 million in client assets. Patrick also specializes in working with executives and founders of pre-IPO companies.



Robert Eide Aegis’ CEO commented: “We are excited to welcome Patrick to Aegis and continue our expansion in Massachusetts with experienced advisers seeking the benefits of Aegis’ boutique, client-focused culture. Patrick provides a high level of personalized service to clients and is an excellent addition to our team.”



Michael Pata Aegis’ Head of Business Development commented: “Patrick is a dedicated and experienced adviser whose priorities, values, and goals mirror that of Aegis, making him a valued partner as we look to expand our presence in the region. While we look to open a new office location in the near term, his exceptional leadership will be an asset as we recruit and ensure excellent support for our financial advisers and their clients.” 






About Aegis Capital Corporation 

Aegis Capital Corporation “Aegis” has been in business for over 40 years catering to the needs of private clients, institutions and corporations. Aegis was founded in 1984 and offers its investment representatives a conflict free service platform and can provide a full range of products and services including investment banking, wealth management, insurance, retirement planning, structured products, private equity, alternatives, equity research, fixed income and special purpose vehicles.  Aegis is able to provide quality service through its primary clearing relationship with RBC Clearing & Custody whose parent company, Royal Bank of Canada (NYSE: RY), is one of the world’s leading diversified financial services companies. Member: FINRA / SIPC.


Any questions contact: 

Michael Pata, Head of Business Development  

Telephone: 1-212-813-1010 




 
 
 

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Founded in 1984, Aegis Capital Corp. is a full service retail and institutional broker-dealer located in New York City. Our management is committed to providing the highest level of service to our clients.

Contact Us

1345 Avenue of the Americas, 27th Floor

New York, NY 10105

Phone: (212) 813-1010 | 800-920-2502

Fax: (212) 937-3916

Members of 

FINRA | SIPC | NQX | ARCA
Trades are cleared on a fully disclosed basis and assets are held at RBC and Axos

FINRA Broker Check | Senior Helpline |Clearing Firms | Disclosures

Email: info@aegiscap.com

Aegis Capital Corporation , All Rights Reserved

 

Brokerage and investment advisory products and services, are offered through Aegis Capital Corp, a member of FINRA and SIPC. Insurance products are made available through, ACC General Agency, a licensed insurance agency. For those persons inquiring from states where a specific associate is not currently securities and/or insurance licensed, the associate will not transact business in that state or provide follow-up individual responses, until after the associate obtains the appropriate registration in the applicable state.

 

The information provided should not be relied upon in isolation for the purpose of making an investment decision. You must also consider the objectives, risks, charges, and expenses associated with an investment service, product or strategy prior to making an investment decision. Prior to making any investment or financial decision, an investor should seek advice from a financial, legal, tax and other professional that consider all of the particular facts and circumstances of an investor’s situation. The opinions expressed and material provided are for information purposes only and is not an offer, recommendation, or solicitation of any product, strategy or transaction. Any views, strategies or products discussed may not be appropriate or suitable for all individuals and are subject to risks.

Investment and insurance products offered are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.

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Securities offered through Aegis Capital Corporation, a registered Broker/Dealer. Member: FINRA/SIPC | Investment advisory services offered through Aegis Capital Corporation, an SEC Registered Investment Advisor.

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