top of page
  • Facebook
  • X
  • Instagram
  • LinkedIn
Search

Aegis Capital Corp. Announces the Hiring of a New Managing Director 

 New York, New York / May 19, 2025 / Aegis Capital Corp., - Aegis Capital Corp.  (www.aegiscapcorp.com) a full-service wealth management, financial services and  investment banking firm is pleased to announce Thaddeus “Tad” Sargent has joined the firm  as a Managing Director 


Thaddeus “Tad” Sargent has extensive experience in the financial services industry and managed in  excess of $150 million in client assets. Tad began his career in the financial services industry with Smith  Barney Inc., then went on to gain additional experience working at Banc of America / Merrill Lynch,  Pierce, Fenner & Smith for the last 27 years. 

Tad is an experienced Independent Financial Adviser handling Family Wealth Preservation and  Retirement Planning. With a vast knowledge base, strong integrity and years of experience, he  specializes in helping families and small businesses with their financial planning and retirement. He has enjoyed helping families for over thirty years to navigate through the complicated world of finance. His goal is to help clients preserve their hard-earned assets by allowing them to focus on what matters most to  them, achieving their life goals. 


As an independent advisor Tad can act in his clients’ best interest, providing unbiased advice and  objective recommendations. 


Robert Eide Aegis’ CEO commented: “We are excited Tad chose Aegis to partner with to support  his clientele. He is exactly the kind of adviser who thrives on the Aegis platform. He values  independence, collaboration, and the resources we provide to serve his clients at the highest level. We  look forward to supporting his continued growth and success.” 


Michael Pata Aegis’ Head of Business Development commented: Tad brings a client-first  mindset and deep experience in building thoughtful, long-term financial relationships. His addition  marks another step forward in our strategic growth, and we look forward to continuing our  momentum in attracting experienced financial advisers.” 





About Aegis Capital Corporation 

Aegis Capital Corporation “Aegis” has been in business for over 40 years catering to the needs of private  clients, institutions and corporations. Aegis was founded in 1984 and offers its investment representatives  a conflict free service platform and is able to provide a full range of products and services including  investment banking, wealth management, insurance, retirement planning, structured products, private  equity, alternatives, equity research, fixed income and special purpose vehicles. Aegis is able to provide  quality service through its primary clearing relationship with RBC Clearing & Custody whose parent  company, Royal Bank of Canada (NYSE: RY), is one of the world’s leading diversified financial services  companies. Member: FINRA / SIPC.


Any questions contact:  

Michael Pata, Head of Business Development  Telephone: 1-212-813-1010  



 
 
 

Comments


xlogo-300x54-2.png.pagespeed.ic_.nkzkchnVAG-2-1.png

Founded in 1984, Aegis Capital Corp. is a full service retail and institutional broker-dealer located in New York City. Our management is committed to providing the highest level of service to our clients.

Contact Us

1345 Avenue of the Americas, 27th Floor

New York, NY 10105

Phone: (212) 813-1010 | 800-920-2502

Fax: (212) 937-3916

Members of 

FINRA | SIPC | NQX | ARCA
Trades are cleared on a fully disclosed basis and assets are held at RBC and Axos

FINRA Broker Check | Senior Helpline |Clearing Firms Disclosures

Aegis Capital Corporation , All Rights Reserved

 

Brokerage and investment advisory products and services, are offered through Aegis Capital Corp, a member of FINRA and SIPC. Insurance products are made available through, ACC General Agency, a licensed insurance agency. For those persons inquiring from states where a specific associate is not currently securities and/or insurance licensed, the associate will not transact business in that state or provide follow-up individual responses, until after the associate obtains the appropriate registration in the applicable state.

 

The information provided should not be relied upon in isolation for the purpose of making an investment decision. You must also consider the objectives, risks, charges, and expenses associated with an investment service, product or strategy prior to making an investment decision. Prior to making any investment or financial decision, an investor should seek advice from a financial, legal, tax and other professional that consider all of the particular facts and circumstances of an investor’s situation. The opinions expressed and material provided are for information purposes only and is not an offer, recommendation, or solicitation of any product, strategy or transaction. Any views, strategies or products discussed may not be appropriate or suitable for all individuals and are subject to risks.

Investment and insurance products offered are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.

Securities offered through Aegis Capital Corporation, a registered Broker/Dealer. Member: FINRA/SIPC | Investment advisory services offered through Aegis Capital Corporation, an SEC Registered Investment Advisor.

© 2023 Aegis Capital Corporation, All Rights Reserved proudly created by YNotYou Media

bottom of page