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Aegis Capital Corp. Announces the Hiring of a New Managing Director 

  • Jan 13
  • 2 min read

New York, New York / January 13, 2026 / Aegis Capital Corp., - Aegis Capital Corp.  (www.aegiscapcorp.com) a full-service wealth management, financial services and  investment banking firm is pleased to announce Thomas B. Hayn has joined the firm as a  Managing Director 


Thomas Hayn has served as a client dedicated Financial Advisor in the bank channel at such firms as Santander Securities and Citizens Securities for 21 plus years. His areas of expertise are retirement  planning, wealth accumulation, and designing financial plans tailored to client specified goals and  objectives. Specialization in multi-generational wealth transfer has also been demonstrated over his two  decades in financial services.  


Prior to joining Aegis Capital Corporation clearing through RBC Clearing & Custody, Thomas worked at  Wells Fargo. In his capacity, he is looking forward to working with clients that have a currently more  complex set of financial questions that require financial modeling and analysis. Thomas’ key skill set is  the experience and competency in designing a flexible yet robust financial plan that is successfully  implemented over the clients’ specified period of time to pursue their goals and objectives. 


Prior to becoming a financial adviser, Thomas was a General Production Manager at two companies,  Southco, and Lukens Steel and from 1981 to 1993, Thomas was a Naval Engineering Supervisor and  Engineer at the Philadelphia Naval Shipyard for the Dept of the Navy. Thomas believes that having real life leadership and work experience with different teams of people has helped him to relate to all the  varied clients, business owners and sole proprietors that he has served. 


Robert Eide Aegis’ CEO commented: “We are pleased Thomas has joined the Aegis team. Aegis  has a platform for advisers that wish to embrace independence and deliver greater flexibility, deeper  personalization and a more aligned fiduciary model to their clients. With access to Aegis’ platform of  technology, investment solutions and compliance infrastructure, the firm is positioned to enhance its high touch client experience while preserving its boutique culture.” 


Michael Pata Aegis’ Head of Business Development commented: “Thomas is a welcomed addition to Aegis. Thomas sought a firm with direct access to management, a collaborative culture that  values the entrepreneurial spirit and autonomy and flexibility to serve his clients’ needs. Aegis is a  growing independent, entrepreneurial firm not hindered by a large, one -size-fits-all  mentality that Thomas was seeking.” 




About Aegis Capital Corporation

Aegis Capital Corporation “Aegis” has been in business for over 40 years catering to the needs of private  clients, institutions and corporations. Aegis was founded in 1984 and offers its investment representatives  a conflict free service platform and is able to provide a full range of products and services including  investment banking, wealth management, insurance, retirement planning, structured products, private  equity, alternatives, equity research, fixed income and special purpose vehicles. Aegis is able to provide  quality service through its primary clearing relationship with RBC Clearing & Custody whose parent company, Royal Bank of Canada (NYSE: RY), is one of the world’s leading diversified financial services  companies. Member: FINRA / SIPC. 


Any questions contact:  

Michael Pata, Head of Business Development  

Telephone: 1-212-813-1010  



 
 
 

13 Comments


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Congratulations on the new appointment! Strong leadership can help an organization navigate challenges and seize new opportunities. It reminds me of Slope 2, where success comes from staying focused and adapting quickly to every turn ahead.

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Founded in 1984, Aegis Capital Corp. is a full service retail and institutional broker-dealer located in New York City. Our management is committed to providing the highest level of service to our clients.

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Trades are cleared on a fully disclosed basis and assets are held at RBC and Axos

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Brokerage and investment advisory products and services, are offered through Aegis Capital Corp, a member of FINRA and SIPC. Insurance products are made available through, ACC General Agency, a licensed insurance agency. For those persons inquiring from states where a specific associate is not currently securities and/or insurance licensed, the associate will not transact business in that state or provide follow-up individual responses, until after the associate obtains the appropriate registration in the applicable state.

 

The information provided should not be relied upon in isolation for the purpose of making an investment decision. You must also consider the objectives, risks, charges, and expenses associated with an investment service, product or strategy prior to making an investment decision. Prior to making any investment or financial decision, an investor should seek advice from a financial, legal, tax and other professional that consider all of the particular facts and circumstances of an investor’s situation. The opinions expressed and material provided are for information purposes only and is not an offer, recommendation, or solicitation of any product, strategy or transaction. Any views, strategies or products discussed may not be appropriate or suitable for all individuals and are subject to risks.

Investment and insurance products offered are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.

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