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Transactions

Sachem Capital Corp

Image by Tezos

$42,500,000

Preferred Stock

Co-Manager

Jun 21

Babcock & Wilcox Ent.

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$100,000,000

Follow-On Offering

Co-Manager

May 21

Sigma Labs

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$23,000,000

Follow-On Offering

NASDAQ: SGLB

Jul 19

Farmmi

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$48,300,000

Follow-On Offering

Sole Bookrunner

Apr 21

Avinger

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$5,670,000

Follow-On Offering

Sole Bookrunner

Aug 20

My Size

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$3,299,350

Follow-On Offering

Sole Bookrunner

Mar 21

Foresight Autonomous

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$26,000,000

Registered Debt

Co_Placement Agent

Dec 20

Acasti Pharma

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$19,100,000

Follow-On Offering

NASDAQ: ACST

Oct 18

Greenwich LifeSciences

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$7,250,002

IPO

Sole Bookrunner

Sept 20

Sachem Capital

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$13,000,000

Notes Offering

Co-Manager

Aug 20

B. Riley Financial

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$150,000,000

Senior Debt

Co-Manager

Mar 21

China SXT Pharmaceuticals Inc.

Image by Tezos

$4,100,000

Follow-On Offering

Sole Bookrunner

Feb 22

Meten Holding Group

Image by Tezos

$60,000,000

Follow-On Offering

Sole Bookrunner

Sept 21

Kaspien Holdings

Image by Tezos

$13,539,500

Bought Offering

Sole Bookrunner

Mar 21

OpGen

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$5,400,000

Follow-On Offering

NASDAQ:OPGN

Mar 19

Avenue Therapeutics

Image by Tezos

$3,000,000

Follow-On Offering

Sole Bookrunner

Nov 21

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Founded in 1984, Aegis Capital Corp. is a full service retail and institutional broker-dealer located in New York City. Our management is committed to providing the highest level of service to our clients.

Contact Us

1345 Avenue of the Americas, 27th Floor

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Phone: (212) 813-1010 | 800-920-2502

Fax: (212) 937-3916

Members of 

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Trades are cleared on a fully disclosed basis and assets are held at RBC and Axos

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Email: info@aegiscap.com

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Brokerage and investment advisory products and services, are offered through Aegis Capital Corp, a member of FINRA and SIPC. Insurance products are made available through, ACC General Agency, a licensed insurance agency. For those persons inquiring from states where a specific associate is not currently securities and/or insurance licensed, the associate will not transact business in that state or provide follow-up individual responses, until after the associate obtains the appropriate registration in the applicable state.

 

The information provided should not be relied upon in isolation for the purpose of making an investment decision. You must also consider the objectives, risks, charges, and expenses associated with an investment service, product or strategy prior to making an investment decision. Prior to making any investment or financial decision, an investor should seek advice from a financial, legal, tax and other professional that consider all of the particular facts and circumstances of an investor’s situation. The opinions expressed and material provided are for information purposes only and is not an offer, recommendation, or solicitation of any product, strategy or transaction. Any views, strategies or products discussed may not be appropriate or suitable for all individuals and are subject to risks.

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Securities offered through Aegis Capital Corporation, a registered Broker/Dealer. Member: FINRA/SIPC | Investment advisory services offered through Aegis Capital Corporation, an SEC Registered Investment Advisor.

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