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New Age Beverage

Image by Tezos

$17,250,000

Follow-On & Uplisting

NASDAQ: NBEV

Feb 17

OnTrak

Image by Tezos

$42,800,000

Series A Preferred Stock

Co-Manager

Dec 20

Document Security Systems

Image by Tezos

$24,000,000

Follow-On Offering

Sole Bookrunner

Jan 21

Medigus

Image by Tezos

$12,990,238

Follow-On Offering

Sole Bookrunner

Dec 20

NuZee

Image by Tezos

$12,499,997

Follow-On Offering

Sole Bookrunner

Mar 21

RiverNorth Capital Mgmt.

Image by Tezos

$440,000,000

IPO

Co-Manager

Feb 21

Medigus

Image by Tezos

$9,742,728

Follow-On Offering

Sole Bookrunner

Feb 21

Document Security Systems

Image by Tezos

$3,689,000

Follow-On Offering

Sole Bookrunner

Jul 20

Avinger

Image by Tezos

$14,400,000

Bought Offering

Sole Bookrunner

Jan 21

CEL-SCI

Image by Tezos

$6,325,000

Follow-On Offering

NYSE: CVM

Dec 19

DarioHealth

Image by Tezos

$70,000,000

PIPE

Placement Agent

Jan 21

Document Security Systems

Image by Tezos

$7,394,500

Follow-On Offering

Sole Bookrunner

Jul 20

Heat Biologics

Image by Tezos

$4,000,000

Follow-On Offering

NASDAQ: HTBX

Mar 17

Cocrystal Pharma

Image by Tezos

$3,000,000

Follow-On Offering

NASDAQ: COCP

Nov 19

Cidara Therapeutics

Image by Tezos

$12,000,007

Follow-On Offering

Co-Manager

Oct 21

Edison Learning

Image by Tezos

$15,000,000

Senior Secured & Revolver

Private

Jan 17

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Founded in 1984, Aegis Capital Corp. is a full service retail and institutional broker-dealer located in New York City. Our management is committed to providing the highest level of service to our clients.

Contact Us

1345 Avenue of the Americas, 27th Floor

New York, NY 10105

Phone: (212) 813-1010 | 800-920-2502

Fax: (212) 937-3916

Members of 

FINRA | SIPC | NQX | ARCA
Trades are cleared on a fully disclosed basis and assets are held at RBC and Axos

FINRA Broker Check | Senior Helpline |Clearing Firms | Disclosures

Email: info@aegiscap.com

Aegis Capital Corporation , All Rights Reserved

 

Brokerage and investment advisory products and services, are offered through Aegis Capital Corp, a member of FINRA and SIPC. Insurance products are made available through, ACC General Agency, a licensed insurance agency. For those persons inquiring from states where a specific associate is not currently securities and/or insurance licensed, the associate will not transact business in that state or provide follow-up individual responses, until after the associate obtains the appropriate registration in the applicable state.

 

The information provided should not be relied upon in isolation for the purpose of making an investment decision. You must also consider the objectives, risks, charges, and expenses associated with an investment service, product or strategy prior to making an investment decision. Prior to making any investment or financial decision, an investor should seek advice from a financial, legal, tax and other professional that consider all of the particular facts and circumstances of an investor’s situation. The opinions expressed and material provided are for information purposes only and is not an offer, recommendation, or solicitation of any product, strategy or transaction. Any views, strategies or products discussed may not be appropriate or suitable for all individuals and are subject to risks.

Investment and insurance products offered are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.

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Securities offered through Aegis Capital Corporation, a registered Broker/Dealer. Member: FINRA/SIPC | Investment advisory services offered through Aegis Capital Corporation, an SEC Registered Investment Advisor.

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