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Meten EdtechX Education Group

Image by Tezos

$40,000,000

Follow-On Offering

Sole Bookrunner

May 21

Happiness Biotech

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$11,000,000

IPO

NASDAQ: HAPP

Oct 19

Greenland Technologies Hld. Corp

Image by Tezos

$7,000,007

Follow-On Offering

Sole Bookrunner

Jun 21

LifeMD

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$35,000,000

Preferred Stock

Co-Manager

Oct 21

HF Enterprises

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$15,120,000

Initial Public Offering

Lead Bookrunner

Nov 20

Document Security Systems

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$39,668,291

Follow-On Offering

Sole Bookrunner

Feb 21

Cingulate Inc.

Image by Tezos

$25,000,000

Follow-On Offering

Sole Bookrunner

Dec 21

Gladstone Land

Image by Tezos

$23,760,000

Follow-On Offering

Co-Manager

Oct 20

1847 Goedeker

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$10,000,800

IPO

Co-Manager

Jul 20

CareCloud Inc.

Image by Tezos

$25,000,000

Preferred Stock

Co-Manager

Feb 22

Harrow Health

Image by Tezos

$50,000,000

Senior Debt

Co-Manager

Apr 21

Volcon Inc.

Image by Tezos

$16,637,500

IPO

Sole Bookrunner

Oct 21

Thronburg Income Builder Opp. Trust

Image by Tezos

$580,000,000

IPO

Co-Manager

Jul 21

Greenwich LifeSciences

Image by Tezos

$26,400,000

Follow-On Offering

Sole Bookrunner

Dec 20

Avinger

Image by Tezos

$3,622,500

Follow-On Offering

Sole Bookrunner

Apr 20

XAI Octagon

Image by Tezos

$25,000,155

Follow-On Offering

Lead Manager

Feb 21

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Founded in 1984, Aegis Capital Corp. is a full service retail and institutional broker-dealer located in New York City. Our management is committed to providing the highest level of service to our clients.

Contact Us

1345 Avenue of the Americas, 27th Floor

New York, NY 10105

Phone: (212) 813-1010 | 800-920-2502

Fax: (212) 937-3916

Members of 

FINRA | SIPC | NQX | ARCA
Trades are cleared on a fully disclosed basis and assets are held at RBC and Axos

FINRA Broker Check | Senior Helpline |Clearing Firms Disclosures

Aegis Capital Corporation , All Rights Reserved

 

Brokerage and investment advisory products and services, are offered through Aegis Capital Corp, a member of FINRA and SIPC. Insurance products are made available through, ACC General Agency, a licensed insurance agency. For those persons inquiring from states where a specific associate is not currently securities and/or insurance licensed, the associate will not transact business in that state or provide follow-up individual responses, until after the associate obtains the appropriate registration in the applicable state.

 

The information provided should not be relied upon in isolation for the purpose of making an investment decision. You must also consider the objectives, risks, charges, and expenses associated with an investment service, product or strategy prior to making an investment decision. Prior to making any investment or financial decision, an investor should seek advice from a financial, legal, tax and other professional that consider all of the particular facts and circumstances of an investor’s situation. The opinions expressed and material provided are for information purposes only and is not an offer, recommendation, or solicitation of any product, strategy or transaction. Any views, strategies or products discussed may not be appropriate or suitable for all individuals and are subject to risks.

Investment and insurance products offered are not insured by the FDIC or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to investment risks, including possible loss of the principal amount invested.

Securities offered through Aegis Capital Corporation, a registered Broker/Dealer. Member: FINRA/SIPC | Investment advisory services offered through Aegis Capital Corporation, an SEC Registered Investment Advisor.

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